RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• E• M••••••••
- G•• P•••••• W••••• state registered currentsince Jun 30, 2025 · Austin, Tx
- M••••• S•••••• wirehouseJan 24, 2023 to Jul 26, 2023 · Wayzata, Mn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 11, 2006 to Dec 1, 2006 · Santa Fe, Nm
- M••••• S•••••• to G•• P•••••• W•••••left Jul 26, 2023, registered Jun 30, 2025 (705 days) · Wirehouse to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Dec 1, 2006, registered Jan 24, 2023 (5898 days) · Wirehouse to wirehouse
- A••••• E• M•••••••• left M••••• S•••••• for G•• P•••••• W••••• (registered 2025-06-30)Jul 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address