RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B• L••••••••
- S••••••• C•••••• A•••••••• L•• independent RIA currentsince Mar 19, 2018 · Jackson, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 13, 2007 to Mar 19, 2018 · Jackson, Tn
- M••••• K••••• • C••••••• L•• formerMay 1, 2006 to Nov 14, 2007 · Jackson, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• C•••••• A•••••••• L••left Mar 19, 2018, registered Mar 19, 2018 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- M••••• K••••• • C••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 14, 2007, registered Nov 13, 2007 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address