DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S••••••• C•••••• A•••••••• L••

Independent wealth managerJackson, TennesseeCRD 292275SEC 801-112593website IAPD

Latest filing May 22, 2026

First filing on the tape Feb 7, 2018 · 28 filings

SEC status approved since Mar 5, 2018

RAUM

$637M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

99%

$628M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$106M

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

28 filings and snapshots on the tape

RAUM$637M as of May 22, 2026

Mar 8, 2019$175M then

HNW client RAUM$414M as of May 22, 2026

Mar 8, 2019$89.8M then

State-registered IARs (5.B.3)6 as of May 22, 2026

Mar 8, 20192 then

Employees (5.A)6 as of May 22, 2026

Mar 8, 20193 then

Private funds: no history

RAUM +24% over the last fiscal year+24% a year over threeIARs 6 to 6offices 0 to 1

Practice profile

derived from the filing of May 22, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $106MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 135derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.6MderivedHNW RAUM over HNW clients
Average account: $296,653derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +24%derivedbetween the last two annual amendments
Advisor growth, one year: -17%derivedItem 5.B.3 between annual amendments
Client growth, one year: +15%derived
Compensation: percentage of assets, hourlyreportedItem 5.E
Advisory activities: financial planning, portfolio management for individualsreportedItem 5.G
Financial planning clients: 1,000reportedItem 5.H
Wrap fee program: $637MreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$414M65%
Individuals$214M34%
Pension and profit-sharing plans$4.3M0.7%
Corporations and businesses$2.5M0.4%
Charitable organizations$1.6M0.3%

Individual clients: 653reported
HNW clients: 159reported
Pension plan clients: 1reported
Charitable clients: 2reported
Accounts: 2,147reported
Financial planning clients: 1,000reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, hourlyreported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

6 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
C•••••• L•• J••••••Certified Financial Planner	Jackson, Tn	Mar 19, 2018	23 y	2
J•••• B• L••••••••Certified Financial Planner	Jackson, Tn	Mar 19, 2018	20 y	2
E•••• D••••• M•••••••Certified Financial Planner	Jackson, Tn	Mar 19, 2018	13 y	1
B••••• M••• C••••••	Jackson, Tn	Dec 10, 2021	39 y	0
J••• R••• M•••••	Jackson, Tn	Dec 21, 2023	12 y	0
A••••• D•••••• H••••Certified Financial Planner	Jackson, Tn	May 15, 2026	10 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months

Left, latest

E••••• B• L•••• to L•••••••• W••••• L••
Jun 4, 2025 · RIA to a state-registered adviser

Joined, latest

C•••••• L•• J•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Mar 19, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
J•••• B• L•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Mar 19, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
E•••• D••••• M••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Mar 19, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Mar 19, 2018 · Jackson, Tn

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

J••••••• C••••••• L•• · Managing Membercontrol
since 11/2017 · owns 75% or more
L••••••••• J••••• B• · Member & Chief Compliance Officercontrol
since 11/2017 · owns 10% to 25%

Related persons

Schedule D 7.A

S••••••• C•••••• C••••••••• L••
insurancey

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Jackson, Tn · principal	6	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 5 to 6
Apr 6, 2026 to May 22, 2026
Employees · 5 to 6
Apr 6, 2026 to May 22, 2026
State-registered IARs · 5 to 6
Apr 6, 2026 to May 22, 2026
Accounts · 1,835 to 2,147
Jan 19, 2026 to Feb 5, 2026
Charity clients · 1 to 2
Jan 19, 2026 to Feb 5, 2026
Corporate clients · 1 to 2
Jan 19, 2026 to Feb 5, 2026
HNW clients · 139 to 159
Jan 19, 2026 to Feb 5, 2026
Individual clients · 567 to 653
Jan 19, 2026 to Feb 5, 2026
Discretionary RAUM · $515M to $636M
Jan 19, 2026 to Feb 5, 2026
HNW RAUM · $333M to $414M
Jan 19, 2026 to Feb 5, 2026
Individual RAUM · $176M to $214M
Jan 19, 2026 to Feb 5, 2026
Non-discretionary RAUM · $385,746 to $915,974
Jan 19, 2026 to Feb 5, 2026
Pension RAUM · $3.4M to $4.3M
Jan 19, 2026 to Feb 5, 2026
RAUM · $515M to $637M
Jan 19, 2026 to Feb 5, 2026
Other offices · 0 to 1
Nov 6, 2025 to Jan 19, 2026
Advisory employees · 6 to 5
Jan 8, 2025 to Jun 4, 2025
Employees · 6 to 5
Jan 8, 2025 to Jun 4, 2025
Financial planning clients · More than 500 to More than 500
Jan 8, 2025 to Jun 4, 2025
State-registered IARs · 6 to 5
Jan 8, 2025 to Jun 4, 2025
Accounts · 1,638 to 1,835
Feb 9, 2024 to Jan 8, 2025
HNW clients · 123 to 139
Feb 9, 2024 to Jan 8, 2025
Individual clients · 518 to 567
Feb 9, 2024 to Jan 8, 2025
Discretionary RAUM · $414M to $515M
Feb 9, 2024 to Jan 8, 2025
HNW RAUM · $264M to $333M
Feb 9, 2024 to Jan 8, 2025
Individual RAUM · $145M to $176M
Feb 9, 2024 to Jan 8, 2025
Non-discretionary RAUM · $134,272 to $385,746
Feb 9, 2024 to Jan 8, 2025
Pension RAUM · $2.8M to $3.4M
Feb 9, 2024 to Jan 8, 2025
RAUM · $414M to $515M
Feb 9, 2024 to Jan 8, 2025
Accounts · 1,499 to 1,638
Jan 2, 2024 to Feb 9, 2024
Charity clients · 0 to 1
Jan 2, 2024 to Feb 9, 2024
HNW clients · 111 to 123
Jan 2, 2024 to Feb 9, 2024
Individual clients · 484 to 518
Jan 2, 2024 to Feb 9, 2024
Discretionary RAUM · $332M to $414M
Jan 2, 2024 to Feb 9, 2024
HNW RAUM · $211M to $264M
Jan 2, 2024 to Feb 9, 2024
Individual RAUM · $118M to $145M
Jan 2, 2024 to Feb 9, 2024
Non-discretionary RAUM · $132,736 to $134,272
Jan 2, 2024 to Feb 9, 2024
Pension RAUM · $1.9M to $2.8M
Jan 2, 2024 to Feb 9, 2024
RAUM · $333M to $414M
Jan 2, 2024 to Feb 9, 2024
Advisory employees · 5 to 6
Oct 31, 2023 to Jan 2, 2024
Employees · 5 to 6
Oct 31, 2023 to Jan 2, 2024

Signals

3 dated events

E••••• B• L•••• left S••••••• C•••••• A•••••••• L•• for L•••••••• W••••• L•• (registered 2026-01-23)
Jun 4, 2025 · Advisor changed firm · fact
S••••••• C•••••• A•••••••• L•• reported RAUM $372.6M, up 38% from $270.4M (2021-12-15 to 2022-02-04)
Feb 4, 2022 · RAUM change · derived
S••••••• C•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
Feb 7, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: i•••@s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 731-265-6812reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 731-265-6816reportedpublished by the firm, firm site, Sep 15, 2026
Website: S•••••••ADVISOR.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 731-265-6812reportedpublic record, Form ADV, May 22, 2026
Contact form: s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Team page: s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $106Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026