DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Keith Douglas Klusmeyer
Feed of 09/14/2026
Also filed as Keith Klusmeyer
At current firm
12 y
since Aug 11, 2014
In the industry
20 y
since Feb 28, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Rfg Advisory, LLC independent RIA currentsince Aug 11, 2014 · Creve Coeur, Mo
- LPL Financial LLC BD affiliatedDec 10, 2010 to Oct 30, 2015 · Creve Coeur, Mo
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerOct 23, 2007 to Dec 9, 2010 · Crystal City, Mo
- American General Securities Incorporated unclassifiedJul 20, 2006 to Oct 23, 2007 · Festus, Mo
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Rfg Advisory, LLCleft Oct 30, 2015, registered Aug 11, 2014 (-445 days) · Other · moved with a team
- National Planning Corporation ("Npc Of America" In Fl & Ny) to LPL Financial LLCleft Dec 9, 2010, registered Dec 10, 2010 (1 days) · Other
- American General Securities Incorporated to National Planning Corporation ("Npc Of America" In Fl & Ny)left Oct 23, 2007, registered Oct 23, 2007 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address