RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• E••••• O•••••
- W••••••••• I••••••••• M••••••••• L•• independent RIA currentsince Aug 24, 2022 · Omaha, Ne
- W••••••••• P••••••• independent RIAJan 15, 2020 to Aug 23, 2022 · Omaha, Ne
- W••••••••• P••••••• formerDec 23, 2011 to Jul 10, 2020 · Omaha, Ne
- L•• F•••••••• L•• BD affiliatedJun 16, 2006 to Jan 11, 2012 · Omaha, Ne
- W••••••••• P••••••• to W••••••••• I••••••••• M••••••••• L••left Aug 23, 2022, registered Aug 24, 2022 (1 days) · RIA to RIA
- W••••••••• P••••••• to W••••••••• P•••••••left Jul 10, 2020, registered Jan 15, 2020 (-177 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to W••••••••• P•••••••left Jan 11, 2012, registered Dec 23, 2011 (-19 days) · Other
- Kevin Eugene O'Mara left Wealthplan Partners for Wealthplan Investment Management Llc (registered 2022-08-24)Aug 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address