DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• F• A•••••

L•• F•••••••• L••BD affiliatedMcallen, Tx dual registrantIAPD 5098689

Feed of 09/15/2026

Also filed as Eli A•••••

At current firm

1 y

since Apr 22, 2025

In the industry

20 y

since Mar 6, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 22, 2025 · Mcallen, Tx
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Apr 23, 2025 · Rio Grande City, Tx
C••••• A•••••• N••••••• L•• former
May 5, 2021 to Jun 29, 2023 · Rio Grande City, Tx
S••••• F•••••••• G•••• I•• former
May 3, 2021 to May 5, 2021 · Boca Raton, Fl
P•• M•••••• A•••••• S••••••••• I••• former
Oct 15, 2010 to May 3, 2021 · Houston, Tx
S• J•••• W••••• M••••••••• unclassified
Aug 24, 2010 to Oct 15, 2010 · Mission, Tx
C•••• I••••••••• S••••••• C•••• former
Jul 18, 2008 to Jul 30, 2010 · Mcallen, Tx

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Apr 23, 2025, registered Apr 22, 2025 (-1 days) · Affiliated broker-dealer or bank to another
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••
left May 5, 2021, registered May 5, 2021 (0 days) · channel change inside one enterprise, not a move
P•• M•••••• A•••••• S••••••••• I••• to S••••• F•••••••• G•••• I••
left May 3, 2021, registered May 3, 2021 (0 days) · Affiliated broker-dealer or bank to another
S• J•••• W••••• M••••••••• to P•• M•••••• A•••••• S••••••••• I•••
left Oct 15, 2010, registered Oct 15, 2010 (0 days) · corporate re-registration, not a move
C•••• I••••••••• S••••••• C•••• to S• J•••• W••••• M•••••••••
left Jul 30, 2010, registered Aug 24, 2010 (25 days) · Other

Signals

E•••• F• A••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-04-22)
Apr 23, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address