J•••• C••••••

• J••• M••••• S••••••••• L•• wirehouse current
  since May 12, 2021 · Rosenberg, Tx
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Dec 3, 2012 to May 4, 2021 · Sugar Land, Tx
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Nov 7, 2012 · Houston, Tx
• C•••• I••••••••• S••••••• C•••• former
  Jan 5, 2012 to Oct 1, 2012 · Houston, Tx

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
  left May 4, 2021, registered May 12, 2021 (8 days) · Wirehouse to wirehouse · moved with a team
• J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Nov 7, 2012, registered Dec 3, 2012 (26 days) · Wirehouse to wirehouse
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address