DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nathaniel J Hintz
Feed of 09/14/2026
Also filed as Nathaniel John Hintz
At current firm
6 y
since Apr 1, 2020
In the industry
20 y
since Mar 3, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Apr 1, 2020 · Alamo, Ca
- Insight Wealth Strategies, LLC independent RIAApr 30, 2018 to Mar 31, 2020 · San Ramon, Ca
- Osaic Fa, Inc. formerMay 28, 2014 to May 2, 2018 · San Ramon, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 4, 2011 to Jul 11, 2014 · Campbell, Ca
- LPL Financial LLC BD affiliatedSep 15, 2008 to Sep 12, 2011 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- Insight Wealth Strategies, LLC to LPL Financial LLCleft Mar 31, 2020, registered Apr 1, 2020 (1 days) · RIA to affiliated broker-dealer or bank
- Osaic Fa, Inc. to Insight Wealth Strategies, LLCleft May 2, 2018, registered Apr 30, 2018 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Osaic Fa, Inc.left Jul 11, 2014, registered May 28, 2014 (-44 days) · Other
- LPL Financial LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 12, 2011, registered Oct 4, 2011 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address