DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• F• S••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehousePittsburgh, Pa dual registrantIAPD 5102615

Feed of 09/14/2026

Also filed as Jonathan Felipe S••••

At current firm

1 y

since Oct 31, 2024

In the industry

20 y

since May 23, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Oct 31, 2024 · Boston, Ma
C••••••• P•••••• W••••• BD affiliated
Sep 26, 2022 to Dec 19, 2024 · Pittsburgh, Pa
E•••••••• A•••••••• L•• national BD
Dec 10, 2008 to Apr 7, 2009 · Pittsburgh, Pa
P•• W••••• M••••••••• BD affiliated
Feb 27, 2007 to Apr 11, 2008 · Pittsburgh, Pa
M••••• S•••••• D• I••• unclassified
May 23, 2006 to Feb 5, 2007 · Pittsburg, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••••• P•••••• W••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 19, 2024, registered Oct 31, 2024 (-49 days) · RIA to wirehouse
E•••••••• A•••••••• L•• to C••••••• P•••••• W•••••
left Apr 7, 2009, registered Sep 26, 2022 (4920 days) · Affiliated broker-dealer or bank to independent RIA
P•• W••••• M••••••••• to E•••••••• A•••••••• L••
left Apr 11, 2008, registered Dec 10, 2008 (243 days) · Other
M••••• S•••••• D• I••• to P•• W••••• M•••••••••
left Feb 5, 2007, registered Feb 27, 2007 (22 days) · Other

Signals

J••••••• F• S•••• left C••••••• P•••••• W••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-10-31)
Dec 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address