RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• C••• S••••
- D•••••• W••••• M••••••••• L•• asset manager currentsince Jan 15, 2020 · St. Petersburg, Fl
- V••••• F•••••••• M••••••••• I••• BD affiliatedApr 7, 2014 to May 15, 2017 · New York, Ny
- T• P•••••• C••••• W••••• L•• BD affiliatedApr 23, 2013 to Mar 11, 2014 · New York, Ny
- H••• S••••••••• •••• I••• BD affiliatedJan 5, 2009 to Jun 21, 2012 · New York, Ny
- V••••• F•••••••• M••••••••• I••• to D•••••• W••••• M••••••••• L••left May 15, 2017, registered Jan 15, 2020 (975 days) · Other
- T• P•••••• C••••• W••••• L•• to V••••• F•••••••• M••••••••• I•••left Mar 11, 2014, registered Apr 7, 2014 (27 days) · Other
- H••• S••••••••• •••• I••• to T• P•••••• C••••• W••••• L••left Jun 21, 2012, registered Apr 23, 2013 (306 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address