DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Dynasty Wealth Management, LLC

Asset manager (funds and pooled vehicles)St. Petersburg, FloridaCRD 153377SEC 801-71301websiteIAPD
Latest filing Aug 28, 2026
First filing on the tape Nov 8, 2011 · 63 filings
SEC status approved since Apr 7, 2010
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$992M
derived; firm RAUM over IAPD count
Employees
200
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
63 filings and snapshots on the tape
RAUM$14B as of Aug 28, 2026
Mar 30, 2012$1.5B then
HNW client RAUM$0 as of Aug 28, 2026
Mar 29, 2018$1.6B then
State-registered IARs (5.B.3)14 as of Aug 28, 2026
Mar 30, 20120 then
Employees (5.A)200 as of Aug 28, 2026
Mar 27, 20135 then
Private funds2 as of Aug 28, 2026
Mar 30, 20121 then
RAUM +60% over the last fiscal year+171% a year over threeIARs 12 to 14
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
RAUM per advisor
$992MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$452,779derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
14.3derivedItem 5.A over advisors
Advisors per office
7.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+60%derivedbetween the last two annual amendments
Advisor growth, one year
+17%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$14B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
30,663reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=29.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Mason Cary SalitSt. Petersburg, FlJan 15, 202019 y3
Justin James WeinkleSt. Petersburg, FlFeb 6, 202018 y0
Andrew Thomas ButteSt. Petersburg, FlFeb 14, 202235 y3
John Garrett GraftonSt. Petersburg, FlDec 16, 202210 y0
Patrick Michael NerneySt. Petersburg, FlMar 15, 202314 y0
Jaycee Christine KertzmanSt. Petersburg, FlApr 21, 202310 y2
Matthew David ShuteSt. Petersburg, FlJul 24, 202311 y2
Jayson Wayne KellerSt. Petersburg, FlMay 9, 202413 y1
Samantha Ali Sullivan SindledeckerSt. Petersburg, FlJan 1, 202511 y2
Miguel Angel SaldanaSt. Petersburg, FlJan 22, 202514 y5
Gavin Daniel ButtsSt. Petersburg, FlNov 3, 202513 y1
Bailee Katherine HillSt. Petersburg, FlJan 1, 202610 y1
Laura YoungSt. Petersburg, FlJul 15, 202614 y0
Blake NeelySt. Petersburg, FlAug 18, 202610 y0
Advisor movement
2 left, 2 joined in 12 months
net 0 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount4 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    2 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Alternative Direct Solutionsno longer reportedHedge Fund$10.6M7Mar 27, 2013
    Private Company Access Vehicle LPno longer reportedHedge Fund$4.3M19Mar 30, 2012
    Owners and control persons
    Schedule A and B, latest filing
    • Thomas Andrew Butte · Chief Compliance Officercontrol
      since 03/2023 · owns less than 5%
    • Richard Jonathan Morris · Chief Legal And Governance Officercontrol
      since 09/2012 · owns less than 5%
    • Thomas Shirl Penney · Ceocontrol
      since 03/2010 · owns less than 5%
    • James Justin Weinkle · Chief Financial Officer
      since 02/2019 · owns less than 5%
    Entity owners
    • Dynasty Financial Partners, LLC · LLC Member-Owner
      direct · owns 75% or more
    • Dynasty Financial Holdings, LLC · Member
      indirect · owns 75% or more of Dynasty Financial Partners, LLC
    • Gf Hudson LLC · Member
      indirect · owns 75% or more of Gf-Dynasty Holdings LLC
    • Gf-Dynasty Holdings LLC · Member
      indirect · owns 25% to 50% of Dynasty Financial Holdings, LLC
    • Gfny LLC · Member
      indirect · owns 75% or more of Gf Hudson LLC
    Related persons
    Schedule D 7.A
    Advisers that list Dynasty Wealth Management, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    St Petersburg, Fl1441
    New York, Ny001
    Sykesville, Md000
    Offices
    Schedule D 1.F, the 25 largest
    • Chicago, IL1 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • account count surgeChange between filings · filing Mar 30, 2026
      accounts (Item 5.F.2.f) moved from 20,147.0 to 30,663.0 (+52.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +4.0% (27 comparable advisers, 100.0th percentile of changes)
      peers: asset managers, $5B to $20B (27) · 100% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 20,147 to 30,663
      Nov 3, 2025 to Mar 30, 2026
    • Advisory employees · 1 to 3
      Nov 3, 2025 to Mar 30, 2026
    • BD registered reps · 27 to 29
      Nov 3, 2025 to Mar 30, 2026
    • Employees · 170 to 200
      Nov 3, 2025 to Mar 30, 2026
    • State-registered IARs · 12 to 14
      Nov 3, 2025 to Mar 30, 2026
    • Private funds · 1 to 2
      Nov 3, 2025 to Mar 30, 2026
    • Discretionary RAUM · $8.7B to $14B
      Nov 3, 2025 to Mar 30, 2026
    • RAUM · $8.7B to $14B
      Nov 3, 2025 to Mar 30, 2026
    • BD registered reps · 24 to 27
      Mar 28, 2025 to Nov 3, 2025
    • Employees · 150 to 170
      Mar 28, 2025 to Nov 3, 2025
    • Financial planning clients · 0 to 0
      Mar 28, 2025 to Nov 3, 2025
    • Private funds · unset to 1
      Mar 28, 2025 to Nov 3, 2025
    • Accounts · 209 to 20,147
      Dec 26, 2024 to Mar 28, 2025
    • BD registered reps · 26 to 24
      Dec 26, 2024 to Mar 28, 2025
    • Discretionary RAUM · $917M to $8.7B
      Dec 26, 2024 to Mar 28, 2025
    • RAUM · $917M to $8.7B
      Dec 26, 2024 to Mar 28, 2025
    • Employees · 121 to 150
      Sep 24, 2024 to Dec 26, 2024
    • Accounts · 513 to 209
      Aug 16, 2023 to Mar 28, 2024
    • Advisory activities · 3 to 2
      Aug 16, 2023 to Mar 28, 2024
    • BD registered reps · 20 to 26
      Aug 16, 2023 to Mar 28, 2024
    • Employees · 100 to 121
      Aug 16, 2023 to Mar 28, 2024
    • State-registered IARs · 9 to 12
      Aug 16, 2023 to Mar 28, 2024
    • Discretionary RAUM · $698M to $917M
      Aug 16, 2023 to Mar 28, 2024
    • RAUM · $698M to $917M
      Aug 16, 2023 to Mar 28, 2024
    • Accounts · 475 to 513
      Feb 14, 2023 to Mar 31, 2023
    • Advisory employees · 4 to 1
      Feb 14, 2023 to Mar 31, 2023
    • Employees · 85 to 100
      Feb 14, 2023 to Mar 31, 2023
    • State-registered IARs · 11 to 9
      Feb 14, 2023 to Mar 31, 2023
    • Other offices · 3 to 1
      Feb 14, 2023 to Mar 31, 2023
    • Discretionary RAUM · $784M to $698M
      Feb 14, 2023 to Mar 31, 2023
    • HNW RAUM · unset to 0.0
      Feb 14, 2023 to Mar 31, 2023
    • Individual RAUM · unset to 0.0
      Feb 14, 2023 to Mar 31, 2023
    • RAUM · $784M to $698M
      Feb 14, 2023 to Mar 31, 2023
    • Other offices · 2 to 3
      Jul 1, 2022 to Aug 19, 2022
    • Accounts · 444 to 475
      Sep 23, 2021 to Mar 31, 2022
    • BD registered reps · 25 to 20
      Sep 23, 2021 to Mar 31, 2022
    • Employees · 73 to 85
      Sep 23, 2021 to Mar 31, 2022
    • State-registered IARs · 8 to 11
      Sep 23, 2021 to Mar 31, 2022
    • Discretionary RAUM · $683M to $784M
      Sep 23, 2021 to Mar 31, 2022
    • RAUM · $683M to $784M
      Sep 23, 2021 to Mar 31, 2022
    Signals
    25 dated events
    • Casey Shay Jorgensen left Dynasty Wealth Management, Llc for Cyndeo Wealth Partners (registered 2026-09-09)
      Aug 10, 2026 · Advisor changed firm · fact
    • Jeremy W Zoladz left Dynasty Wealth Management, Llc for Americana Partners, Llc (registered 2026-05-12)
      Apr 16, 2026 · Advisor changed firm · fact
    • Dynasty Wealth Management, Llc reported RAUM $13.9B, up 60% from $8.7B (2025-11-03 to 2026-03-30)
      Mar 30, 2026 · RAUM change · derived
    • Dynasty Wealth Management, Llc reported RAUM $8.7B, up 846% from $916.8M (2024-12-26 to 2025-03-28)
      Mar 28, 2025 · RAUM change · derived
    • Caitlin Elizabeth Douglas left Dynasty Wealth Management, Llc for Elevation Point Wealth Partners, Llc (registered 2025-01-01)
      Sep 27, 2024 · Advisor changed firm · fact
    • Joshua P Schuette left Dynasty Wealth Management, Llc for Morgan Stanley (registered 2025-06-18)
      Jul 26, 2024 · Advisor changed firm · fact
    • Dynasty Wealth Management, Llc reported RAUM $916.8M, up 31% from $697.6M (2023-08-16 to 2024-03-28)
      Mar 28, 2024 · RAUM change · derived
    • Joseph Nicholas Dagostino no longer registered at Dynasty Wealth Management, Llc; no later IA registration on IAPD
      Sep 7, 2023 · Advisor departure · fact
    • Christy Edward Swenson (Chief Operating Officer) no longer on Schedule A of Dynasty Wealth Management, Llc (listed 2023-03-31, absent 2023-06-15)
      Jun 15, 2023 · Control person left · inference
    • Stuart Todd Thomson (Board Member) no longer on Schedule A of Dynasty Wealth Management, Llc (listed 2023-02-14, absent 2023-03-31)
      Mar 31, 2023 · Control person left · inference
    • Alexandria Jill Russo (Chief Compliance Officer) no longer on Schedule A of Dynasty Wealth Management, Llc (listed 2023-02-14, absent 2023-03-31)
      Mar 31, 2023 · Control person left · inference
    • Thomas Andrew Butte (Chief Compliance Officer) appeared on Schedule A of Dynasty Wealth Management, Llc
      Mar 31, 2023 · Control person joined · fact
    • Kyle James Janovsky left Dynasty Wealth Management, Llc for High Note Wealth, Llc (registered 2023-09-21)
      Nov 8, 2022 · Advisor changed firm · fact
    • William Alexander Hansen (Chief Compliance Officer) no longer on Schedule A of Dynasty Wealth Management, Llc (listed 2021-07-01, absent 2021-09-17)
      Sep 17, 2021 · Control person left · inference
    • Alexandria Jill Russo (Chief Compliance Officer) appeared on Schedule A of Dynasty Wealth Management, Llc
      Sep 17, 2021 · Control person joined · fact
    • William Alexander Hansen (Chief Compliance Officer) appeared on Schedule A of Dynasty Wealth Management, Llc
      Feb 24, 2020 · Control person joined · fact
    • Andrew Douglas Kamin (Chief Compliance Officer) no longer on Schedule A of Dynasty Wealth Management, Llc (listed 2019-11-01, absent 2020-02-24)
      Feb 24, 2020 · Control person left · inference
    • Andrew Douglas Kamin (Chief Compliance Officer) appeared on Schedule A of Dynasty Wealth Management, Llc
      Nov 1, 2019 · Control person joined · fact
    • Elizabeth Leigh Emery (Chief Compliance Officer) no longer on Schedule A of Dynasty Wealth Management, Llc (listed 2019-09-13, absent 2019-11-01)
      Nov 1, 2019 · Control person left · inference
    • Elizabeth Leigh Emery (Chief Compliance Officer) appeared on Schedule A of Dynasty Wealth Management, Llc
      Apr 23, 2019 · Control person joined · fact
    • S Jamie Ralliford (Chief Compliance Officer) no longer on Schedule A of Dynasty Wealth Management, Llc (listed 2019-03-29, absent 2019-04-23)
      Apr 23, 2019 · Control person left · inference
    • Dynasty Wealth Management, Llc reported RAUM $622.8M, down 72% from $2.2B (2018-05-17 to 2019-03-29)
      Mar 29, 2019 · RAUM change · derived
    • Charles Michael Brown (Director Of Wealth Management) no longer on Schedule A of Dynasty Wealth Management, Llc (listed 2018-05-17, absent 2019-03-29)
      Mar 29, 2019 · Control person left · inference
    • Bradley Jason Emerson (Cfo) no longer on Schedule A of Dynasty Wealth Management, Llc (listed 2018-05-17, absent 2019-03-29)
      Mar 29, 2019 · Control person left · inference
    • Dynasty Financial Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Mar 27, 2013 · Succession (Item 4) · fact
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/1572077reportedpublic record, Form ADV, Sep 17, 2026
    Firm profile
    linkedin.com/company/dynasty-connect/posts/?feedView=allreportedpublic record, Form ADV, Sep 17, 2026
    Website
    dynastyfinancialpartners.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    212-373-1000reportedpublic record, Form ADV, Aug 28, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
    RAUM per advisor
    $992Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026