DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mario Savoie

Ameriprise Financial Services, LLCnational BDLitchfield Park, Az dual registrantIAPD 5105575

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Mario A Savoie

At current firm

1 y

since Aug 19, 2025

In the industry

20 y

since Jun 3, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Aug 19, 2025 · Litchfield Park, Az
Thrivent Investment Management Inc. BD affiliated
Jan 5, 2023 to Aug 20, 2025 · Scottsdale, Az
LPL Financial LLC BD affiliated
Mar 24, 2021 to Dec 22, 2022 · Phoenix, Az
Bmo Harris Financial Advisors, Inc former
Dec 15, 2020 to Mar 24, 2021 · Glendale, Az
Fidelity Personal And Workplace Advisors former
Jul 18, 2019 to Dec 3, 2020 · Naperville, Il
Td Ameritrade, Inc. former
Apr 18, 2018 to Apr 2, 2019 · Oak Brook, Il
Td Ameritrade Investment Management, LLC former
Apr 18, 2018 to Apr 2, 2019 · Oak Brook, Il
LPL Financial LLC BD affiliated
Feb 9, 2015 to Apr 12, 2018 · Lockport, Il

Moves

a registration end followed by a registration begin elsewhere

Thrivent Investment Management Inc. to Ameriprise Financial Services, LLC
left Aug 20, 2025, registered Aug 19, 2025 (-1 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Thrivent Investment Management Inc.
left Dec 22, 2022, registered Jan 5, 2023 (14 days) · RIA to affiliated broker-dealer or bank
Bmo Harris Financial Advisors, Inc to LPL Financial LLC
left Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
Fidelity Personal And Workplace Advisors to Bmo Harris Financial Advisors, Inc
left Dec 3, 2020, registered Dec 15, 2020 (12 days) · Affiliated broker-dealer or bank to another
Td Ameritrade Investment Management, LLC to Fidelity Personal And Workplace Advisors
left Apr 2, 2019, registered Jul 18, 2019 (107 days) · RIA to affiliated broker-dealer or bank
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Apr 2, 2019, registered Apr 18, 2018 (-349 days) · channel change inside one enterprise, not a move
LPL Financial LLC to Td Ameritrade, Inc.
left Apr 12, 2018, registered Apr 18, 2018 (6 days) · Other

Signals

Mario Savoie left Thrivent Investment Management Inc. for Ameriprise Financial Services, Llc (registered 2025-08-19)
Aug 20, 2025 · Advisor changed firm · fact
Mario Savoie left Lpl Financial Llc for Thrivent Investment Management Inc. (registered 2023-01-05)
Dec 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address