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RIA Intelligence
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Registered advisor
J••••••• R• C•••••
Feed of 09/14/2026
Also filed as J••••••• R• C•••••
At current firm
3 y
since Nov 17, 2022
In the industry
20 y
since Mar 28, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 17, 2022 · Little Rock, Ar
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 10, 2021 to Sep 21, 2022 · Conway, Ar
- C•••••• S••••• • C••• I••• national BDOct 12, 2017 to Mar 27, 2020 · Westlake, Tx
- S•••••••• A••••••• L•• national BDMar 15, 2016 to Oct 5, 2017 · Westlake, Tx
- S•••••••• A••••••• L•• national BDFeb 5, 2009 to Apr 28, 2014 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 21, 2022, registered Nov 17, 2022 (57 days) · Other
- C•••••• S••••• • C••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Mar 27, 2020, registered Nov 10, 2021 (593 days) · Other
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Oct 5, 2017, registered Oct 12, 2017 (7 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- J••••••• R• C••••• left N••••••••• M••••• I••••••••• S••••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-11-17)Sep 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address