DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher M Miller
Feed of 09/15/2026
Also filed as Christopher Miller
At current firm
7 y
since Jul 10, 2019
In the industry
20 y
since May 18, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Victory Capital Management Inc. asset manager currentsince Jul 10, 2019 · San Antonio, Tx
- J.P. Morgan Securities LLC wirehouseOct 6, 2017 to Jun 11, 2019 · San Antonio, Tx
- Investment Professionals, Inc. formerFeb 4, 2015 to Sep 25, 2017 · San Antonio, Tx
- Citigroup Global Markets Inc. BD affiliatedJan 5, 2009 to Jan 8, 2015 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Victory Capital Management Inc.left Jun 11, 2019, registered Jul 10, 2019 (29 days) · Other · moved with a team
- Investment Professionals, Inc. to J.P. Morgan Securities LLCleft Sep 25, 2017, registered Oct 6, 2017 (11 days) · Other
- Citigroup Global Markets Inc. to Investment Professionals, Inc.left Jan 8, 2015, registered Feb 4, 2015 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address