DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• E••• K••••

L•• F•••••••• L••BD affiliatedElkhorn, Nedual registrantIAPD 5107217

Feed of 09/14/2026

At current firm

1 y

since Nov 21, 2024

In the industry

16 y

since Dec 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Nov 21, 2024 · Elkhorn, Ne
O•••• A••••••• S•••••••• L•• BD affiliated
Nov 8, 2024 to Nov 25, 2024 · Atlanta, Ga
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Nov 25, 2024 · Elkhorn, Ne
S••••••••• A•••••• A•••••••• I••• former
Aug 21, 2019 to Jun 14, 2024 · Elkhorn, Ne
A•••• P•••• A••••••• former
Aug 19, 2019 to Nov 8, 2024 · Elkhorn, Ne
C•••••••• F••••••••• I••• BD affiliated
Mar 3, 2011 to Aug 19, 2019 · Elkhorn, Ne

Moves

a registration end followed by a registration begin elsewhere

O•••• A••••••• S•••••••• L•• to L•• F•••••••• L••
left Nov 25, 2024, registered Nov 21, 2024 (-4 days) · Affiliated broker-dealer or bank to another
O•••• W•••••• I••• to O•••• A••••••• S•••••••• L••
left Nov 25, 2024, registered Nov 8, 2024 (-17 days) · Affiliated broker-dealer or bank to another
A•••• P•••• A••••••• to S••••••••• A•••••• A•••••••• I•••
left Nov 8, 2024, registered Aug 21, 2019 (-1906 days) · channel change inside one enterprise, not a move
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
C•••••••• F••••••••• I••• to A•••• P•••• A•••••••
left Aug 19, 2019, registered Aug 19, 2019 (0 days) · Affiliated broker-dealer or bank to another

Signals

B••••••• E••• K•••• left O•••• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2024-11-21)
Nov 25, 2024 · Advisor changed firm · fact
B••••••• E••• K•••• left O•••• W•••••• I••• for O•••• A••••••• S•••••••• L•• (registered 2024-11-08)
Nov 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address