DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

B•••• J•••• T••••••

C•••••• S••••• • C••• I•••national BDOmaha, Nedual registrantIAPD 5107772

Feed of 09/14/2026

At current firm

4 y

since Jan 26, 2022

In the industry

26 y

since Aug 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Jan 26, 2022 · Omaha, Ne
T• A••••••••• I••• former
Jan 16, 2018 to Jan 18, 2022 · Omaha, Ne
S••••••••• A•••••• A•••••••• I••• former
Aug 31, 2015 to Jan 17, 2017 · La Vista, Ne
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 27, 2006 to Dec 31, 2010 · Bellevue, Ne
T• A••••••••• I••• former
Nov 27, 2006 to Jul 2, 2015 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••• to C•••••• S••••• • C••• I•••
left Jan 18, 2022, registered Jan 26, 2022 (8 days) · channel change inside one enterprise, not a move · moved with a team
S••••••••• A•••••• A•••••••• I••• to T• A••••••••• I•••
left Jan 17, 2017, registered Jan 16, 2018 (364 days) · Other
T• A••••••••• I••• to S••••••••• A•••••• A•••••••• I•••
left Jul 2, 2015, registered Aug 31, 2015 (60 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2010, registered Nov 27, 2006 (-1495 days) · channel change inside one enterprise, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address