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Channel change (one enterprise)

14 advisors moved from T• A••••••••• I••• to C•••••• S••••• • C••• I•••

Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

no RAUMtonational BDOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Derrick Keith WilliamsOmaha, NeJan 17, 2022Feb 16, 2022
Brian James TessmanOmaha, NeJan 18, 2022Jan 26, 2022
Rovena QirkoOmaha, NeJan 18, 2022Jan 18, 2022
Brendan Joe SummaryOmaha, NeJan 19, 2022Jan 19, 2022
Christopher Donald StrykerOmaha, NeJan 19, 2022Mar 14, 2022
Jason Bernard GrigsbyOmaha, NeJan 19, 2022Jan 19, 2022
Jason Robert TellinghuisenOmaha, NeJan 19, 2022Jan 26, 2022
Kevin Edward GaylordOmaha, NeJan 19, 2022Jan 19, 2022
Kevin R LokenOmaha, NeJan 19, 2022Jan 26, 2022
Margarita GonzalezOmaha, NeJan 19, 2022Jan 21, 2022
Mark Douglas OlsonOmaha, NeJan 19, 2022Jan 26, 2022
Michael Steven BachOmaha, NeJan 19, 2022Jan 19, 2022
Neely Kay ThomsenOmaha, NeJan 19, 2022Jan 26, 2022
Shane Matthew SynowieckiOmaha, NeJan 19, 2022Jan 26, 2022
The rule
Registrations ended
Jan 17, 2022 to Jan 19, 2022
Registered next
Jan 18, 2022 to Mar 14, 2022
Branch state
NE
Cities
1, most in Omaha, Ne
Registered there that day
1,153 (people still on IAPD; an estimate)
Share of that headcount
1.2%
One enterprise because
both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
Succession by the destination
none on the tape
Other teams out of T• A••••••••• I•••Other teams into C•••••• S••••• • C••• I•••