DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
M•••••• K• B••••
Feed of 09/15/2026
At current firm
1 y
since Sep 8, 2025
In the industry
17 y
since Oct 9, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Sep 8, 2025 · San Antonio, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDMar 18, 2024 to Jun 20, 2025 · Austin, Tx
- R•• C•••••• M••••••• L•• national BDFeb 10, 2014 to Mar 22, 2024 · Austin, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 21, 2014 · Austin, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 14, 2008 to Jun 1, 2009 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R•• C•••••• M••••••• L••left Jun 20, 2025, registered Sep 8, 2025 (80 days) · Affiliated broker-dealer or bank to another
- R•• C•••••• M••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Mar 22, 2024, registered Mar 18, 2024 (-4 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to R•• C•••••• M••••••• L••left Feb 21, 2014, registered Feb 10, 2014 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- M•••••• K• B•••• left A••••••••• F•••••••• S•••••••• L•• for R•• C•••••• M••••••• L•• (registered 2025-09-08)Jun 20, 2025 · Advisor changed firm · fact
- M•••••• K• B•••• left R•• C•••••• M••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-03-18)Mar 22, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address