RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• S•••••• C•••••••••
- Title
- Senior Wealth Management Advisorreportedlittlehousecapital.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- L••••• H•••• C••••••• L•• independent RIA currentsince May 24, 2022 · Bedford, Nh
- O•••• I••••••••• I••• BD affiliatedJun 10, 2019 to May 23, 2022 · Concord, Nh
- P••••••• U••••• A•••••••• I••• formerApr 10, 2018 to Apr 15, 2019 · Manchester, Nh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wireh••••Oct 23, 2009 to Nov 1, 2012 · Manchester, Nh
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 26, 2007 to Oct 23, 2009 · Manchester, Nh
- O•••• I••••••••• I••• to L••••• H•••• C••••••• L••left May 23, 2022, registered May 24, 2022 (1 days) · Affiliated broker-dealer or bank to independent RIA
- P••••••• U••••• A•••••••• I••• to O•••• I••••••••• I•••left Apr 15, 2019, registered Jun 10, 2019 (56 days) · RIA to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••••••• U••••• A•••••••• I•••left Nov 1, 2012, registered Apr 10, 2018 (1986 days) · WIREH•••• TO RIA
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- M••• S•••••• C••••••••• left O•••• I••••••••• I••• for L••••• H•••• C••••••• L•• (registered 2022-05-24)May 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address