DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Little House Capital, LLC
Latest filing Mar 17, 2026
First filing on the tape Sep 29, 2017 · 26 filings
SEC status approved since Nov 2, 2017
RAUM
$675M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
78%
$526M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$84.4M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$675M as of Mar 17, 2026
Mar 26, 2018$169M then
HNW client RAUM$518M as of Mar 17, 2026
Mar 26, 2018$132M then
State-registered IARs (5.B.3)7 as of Mar 17, 2026
Mar 26, 20184 then
Employees (5.A)7 as of Mar 17, 2026
Mar 26, 20187 then
Private funds: no history
RAUM +12% over the last fiscal year+19% a year over threeIARs 8 to 7
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- $84.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $935,244derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 2.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -20%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $175M, 166 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$518M77%
- Other investment advisers$47.5M7.0%
- Charitable organizations$35.8M5.3%
- Corporations and businesses$33.8M5.0%
- Pension and profit-sharing plans$31.9M4.7%
- Individuals$8.3M1.2%
- Individual clients
- 56reported
- HNW clients
- 144reported
- Pension plan clients
- 5reported
- Charitable clients
- 5reported
- Accounts
- 722reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $175M for 166 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.78 fund_share=0.07 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Cheney Stimson | Braintree, Ma | Nov 15, 2017 | 24 y | 3 |
| Jeremy Sundance DavidCertified Financial Planner | Braintree, Ma | Dec 12, 2017 | 27 y | 0 |
| James Reginald Moise | Braintree, Ma | Jul 9, 2021 | 20 y | 0 |
| David Keating MullenChartered Financial Analyst | Braintree, Ma | Oct 21, 2021 | 11 y | 0 |
| Mark Stanley Cross-Powers | Bedford, Nh | May 24, 2022 | 19 y | 4 |
| Lynn Kelly | Braintree, Ma | Mar 26, 2024 | 10 y | 0 |
| Luke Antonio Pata | Braintree, Ma | Dec 3, 2025 | 10 y | 0 |
| Richard John Feely | Braintree, Ma | May 1, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- Robert Byron Murphy to Bluedoor Private Wealth, LLCJan 30, 2026 · RIA to RIA
- Scott Andrew Gillespie to Artemis Financial AdvisorsMay 29, 2020 · RIA to RIA
- Michael Charles Kozak to Bluedoor Private Wealth, LLCJan 30, 2020 · RIA to a newly registered adviser
- Shawn Michael Mccarthy to Essex Private Wealth Management LLCApr 3, 2019 · RIA to RIA
Joined, latest
- Mark Stanley Cross-Powers from Osaic Institutions, Inc.May 24, 2022 · Affiliated broker-dealer or bank to independent RIA
- Robert Cheney Stimson from People'S Securities, Inc.Nov 15, 2017 · Other
- Michael Charles Kozak from East Coast Asset Management, LLCNov 15, 2017 · Other
- Robert Byron Murphy from East Coast Asset Management, LLCNov 15, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from East Coast Asset Management, LLCJan 26, 2018 · Essex, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Sundance Jeremy David · Partner, Managing Director, And Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- Cheney Robert Stimson · Founder, Chief Executive Officer, And Chief Investment Officercontrolsince 08/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Braintree, Ma · principal | 8 | 2 | 0 | ||
| Wakefield, Ma | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Bedford, NH1 employees
- Woburn, MA1 employees
- Worcester, MA1 employees
What changed
consecutive filings, newest first
- Advisory employees · 8 to 7Apr 28, 2025 to Mar 17, 2026
- Charity clients · unset to 5.0Apr 28, 2025 to Mar 17, 2026
- Corporate clients · 7 to 6Apr 28, 2025 to Mar 17, 2026
- HNW clients · 108 to 144Apr 28, 2025 to Mar 17, 2026
- Individual clients · 141 to 56Apr 28, 2025 to Mar 17, 2026
- Assets in custody · $68.4M to $175MApr 28, 2025 to Mar 17, 2026
- Employees · 8 to 7Apr 28, 2025 to Mar 17, 2026
- Financial planning clients · 1-10 to 11-25Apr 28, 2025 to Mar 17, 2026
- State-registered IARs · 8 to 7Apr 28, 2025 to Mar 17, 2026
- Discretionary RAUM · $583M to $590MApr 28, 2025 to Mar 17, 2026
- HNW RAUM · $469M to $518MApr 28, 2025 to Mar 17, 2026
- Individual RAUM · $37.9M to $8.3MApr 28, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $18.3M to $85.3MApr 28, 2025 to Mar 17, 2026
- Pension RAUM · $26.9M to $31.9MApr 28, 2025 to Mar 17, 2026
- RAUM · $601M to $675MApr 28, 2025 to Mar 17, 2026
- Financial planning clients · 1-10 to 1-10Feb 6, 2025 to Apr 28, 2025
- Accounts · 610 to 722Jul 12, 2024 to Feb 6, 2025
- Advisory employees · 7 to 8Jul 12, 2024 to Feb 6, 2025
- Corporate clients · 8 to 7Jul 12, 2024 to Feb 6, 2025
- HNW clients · 117 to 108Jul 12, 2024 to Feb 6, 2025
- Individual clients · 87 to 141Jul 12, 2024 to Feb 6, 2025
- Pension plan clients · 6 to 5Jul 12, 2024 to Feb 6, 2025
- Assets in custody · $112M to $68.4MJul 12, 2024 to Feb 6, 2025
- Financial planning clients · 11-25 to 1-10Jul 12, 2024 to Feb 6, 2025
- State-registered IARs · 7 to 8Jul 12, 2024 to Feb 6, 2025
- Discretionary RAUM · $517M to $583MJul 12, 2024 to Feb 6, 2025
- HNW RAUM · $410M to $469MJul 12, 2024 to Feb 6, 2025
- Individual RAUM · $23.2M to $37.9MJul 12, 2024 to Feb 6, 2025
- Non-discretionary RAUM · $14.8M to $18.3MJul 12, 2024 to Feb 6, 2025
- Pension RAUM · $30.9M to $26.9MJul 12, 2024 to Feb 6, 2025
- RAUM · $532M to $601MJul 12, 2024 to Feb 6, 2025
- Accounts · 511 to 610Sep 28, 2023 to Mar 18, 2024
- Corporate clients · unset to 8.0Sep 28, 2023 to Mar 18, 2024
- HNW clients · 103 to 117Sep 28, 2023 to Mar 18, 2024
- Individual clients · 77 to 87Sep 28, 2023 to Mar 18, 2024
- Pension plan clients · 5 to 6Sep 28, 2023 to Mar 18, 2024
- Assets in custody · $17.2M to $112MSep 28, 2023 to Mar 18, 2024
- Discretionary RAUM · $371M to $517MSep 28, 2023 to Mar 18, 2024
- HNW RAUM · $318M to $410MSep 28, 2023 to Mar 18, 2024
- Individual RAUM · $13.2M to $23.2MSep 28, 2023 to Mar 18, 2024
Signals
7 dated events
- Robert Byron Murphy left Little House Capital, Llc for Bluedoor Private Wealth, Llc (registered 2025-12-23)Jan 30, 2026 · Advisor changed firm · fact
- Little House Capital, Llc reported RAUM $532.1M, up 33% from $399.5M (2023-09-28 to 2024-03-18)Mar 18, 2024 · RAUM change · derived
- Little House Capital, Llc reported RAUM $338.6M, up 50% from $225.6M (2022-02-17 to 2022-02-28)Feb 28, 2022 · RAUM change · derived
- Reginald James Moise (Member) no longer on Schedule A of Little House Capital, Llc (listed 2020-11-16, absent 2021-03-08)Mar 8, 2021 · Control person left · inference
- Andrew Scott Gillespie (Member) no longer on Schedule A of Little House Capital, Llc (listed 2020-11-16, absent 2021-03-08)Mar 8, 2021 · Control person left · inference
- Michael Shawn Mccarthy (Member) no longer on Schedule A of Little House Capital, Llc (listed 2018-03-26, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- Little House Capital, Llc filed its initial SEC registration (Form ADV)Sep 29, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- lhc@littlehousecapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 617-545-5600reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/little-house-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- LITTLEHOUSECAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-545-5600reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- littlehousecapital.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- littlehousecapital.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026