RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• A••• M•••••
- S••••••••• C•••••• A••••••• independent RIA currentsince Jun 18, 2025 · Chapel Hill, Nc
- N•• P•••••• P••••••• L•• formerApr 23, 2015 to Jun 12, 2025 · North Bethesda, Md
- J••••••• L•••• A•••• M••••••••• I•• formerMar 13, 2012 to Feb 13, 2015 · Washington, Dc
- J••••••• L•••• A•••• M••••••••• I•• formerApr 26, 2007 to Dec 31, 2011 · Washington, Dc
- N•• P•••••• P••••••• L•• to S••••••••• C•••••• A•••••••left Jun 12, 2025, registered Jun 18, 2025 (6 days) · RIA to RIA
- J••••••• L•••• A•••• M••••••••• I•• to N•• P•••••• P••••••• L••left Feb 13, 2015, registered Apr 23, 2015 (69 days) · Other
- R•••• A••• M••••• left N•• P•••••• P••••••• L•• for S••••••••• C•••••• A••••••• (registered 2025-06-18)Jun 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address