RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• D••• W••••
- F••••• G••••• I••• independent RIA currentsince Jun 21, 2018 · West Des Moines, Ia
- V••• F•••••••• P•••••••• L•• formerNov 21, 2017 to Apr 18, 2018 · Des Moines, Ia
- P•••••••• S••••••••• I••• BD affiliatedAug 15, 2007 to Apr 17, 2017 · Des Moines, Ia
- V••• F•••••••• P•••••••• L•• to F••••• G••••• I•••left Apr 18, 2018, registered Jun 21, 2018 (64 days) · RIA to RIA
- P•••••••• S••••••••• I••• to V••• F•••••••• P•••••••• L••left Apr 17, 2017, registered Nov 21, 2017 (218 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address