RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 1, 2018 · Bethesda, Md
- E•••••• F•••••••• S•••••••• L•• formerFeb 26, 2010 to Nov 1, 2018 · Bethesda, Md
- C••••••••• W••••• A•••••••• L•• formerMay 3, 2007 to Jan 8, 2010 · Rockville, Md
- S••••••• I••••••••• S•••••••• I••• formerAug 15, 2006 to Apr 9, 2007 · Frederick, Md
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- C••••••••• W••••• A•••••••• L•• to E•••••• F•••••••• S•••••••• L••left Jan 8, 2010, registered Feb 26, 2010 (49 days) · Other
- S••••••• I••••••••• S•••••••• I••• to C••••••••• W••••• A•••••••• L••left Apr 9, 2007, registered May 3, 2007 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address