RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M• R•••
- F••••••• F•••••••• S••••••••• L•• independent RIA currentsince May 31, 2022 · Arlington, Tx
- C••••••• • C••• I••• formerOct 19, 2018 to Apr 7, 2022 · Addison, Tx
- I••••••••• A••••••• C••• formerOct 10, 2012 to Oct 19, 2018 · Dallas, Tx
- R••• W••••• M••••••••• L•• formerSep 20, 2011 to Jun 3, 2022 · Dallas, Tx
- W•• A•••••••• L• formerJan 30, 2009 to Oct 10, 2011 · Dallas, Tx
- R•• F•••••••• state registeredJan 27, 2009 to Mar 3, 2009 · Dallas, Tx
- C••••• S••••• S••••••••• •••• L•• formerAug 28, 2006 to Mar 5, 2009 · Dallas, Tx
- R••• W••••• M••••••••• L•• to I••••••••• A••••••• C•••left Jun 3, 2022, registered Oct 10, 2012 (-3523 days) · Other
- C••••••• • C••• I••• to F••••••• F•••••••• S••••••••• L••left Apr 7, 2022, registered May 31, 2022 (54 days) · Affiliated broker-dealer or bank to independent RIA
- I••••••••• A••••••• C••• to C••••••• • C••• I•••left Oct 19, 2018, registered Oct 19, 2018 (0 days) · Affiliated broker-dealer or bank to another
- W•• A•••••••• L• to R••• W••••• M••••••••• L••left Oct 10, 2011, registered Sep 20, 2011 (-20 days) · Other
- C••••• S••••• S••••••••• •••• L•• to R•• F••••••••left Mar 5, 2009, registered Jan 27, 2009 (-37 days) · Other
- R•• F•••••••• to W•• A•••••••• L•left Mar 3, 2009, registered Jan 30, 2009 (-32 days) · Other
- B•••• M• R••• left R••• W••••• M••••••••• L•• for I••••••••• A••••••• C••• (registered 2012-10-10)Jun 3, 2022 · Advisor changed firm · fact
- B•••• M• R••• left C••••••• • C••• I••• for F••••••• F•••••••• S••••••••• L•• (registered 2022-05-31)Apr 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address