RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• L•• N••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Aug 13, 2015 · Scottsdale, Az
- B••••• P••••• W••••• A•••••••• L•• formerJan 21, 2015 to Apr 27, 2020 · Scottsdale, Az
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 25, 2008 to Jan 16, 2014 · Scottsdale, Az
- T• A••••••••• I••• formerApr 25, 2008 to Jan 16, 2014 · Scottsdale, Az
- E•••••••• A•••••••• L•• national BDOct 1, 2007 to Mar 31, 2008 · Lakewood, Co
- B••••• P••••• W••••• A•••••••• L•• to B••••• P••••• A•••••••• L••left Apr 27, 2020, registered Aug 13, 2015 (-1719 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 16, 2014, registered Apr 25, 2008 (-2092 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 16, 2014, registered Apr 25, 2008 (-2092 days) · Other
- E•••••••• A•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Mar 31, 2008, registered Apr 25, 2008 (25 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address