DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Philip B Pasho
Feed of 09/14/2026
Also filed as Philip B Pasho
At current firm
3 y
since Jan 11, 2023
In the industry
20 y
since Jun 23, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Jan 11, 2023 · Sarasota, Fl
- Grove Point Advisors, LLC formerApr 1, 2021 to Jan 10, 2023 · Rockville, Md
- H. Beck, Inc. formerMay 2, 2018 to Apr 1, 2021 · Sarasota, Fl
- Waddell & Reed formerJun 24, 2010 to May 7, 2018 · Charleroi, Pa
- Ameriprise Financial Services, LLC national BDOct 5, 2009 to Apr 19, 2010 · Sarasota, Fl
- Ameriprise Advisor Services, Inc. unclassifiedMay 12, 2009 to Oct 5, 2009 · Sarasota, Fl
- UBS Financial Services Inc. wirehouseJun 27, 2006 to May 13, 2009 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- Grove Point Advisors, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jan 10, 2023, registered Jan 11, 2023 (1 days) · Affiliated broker-dealer or bank to wirehouse
- H. Beck, Inc. to Grove Point Advisors, LLCleft Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
- Waddell & Reed to H. Beck, Inc.left May 7, 2018, registered May 2, 2018 (-5 days) · Affiliated broker-dealer or bank to another
- Ameriprise Financial Services, LLC to Waddell & Reedleft Apr 19, 2010, registered Jun 24, 2010 (66 days) · Other
- Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLCleft Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to Ameriprise Advisor Services, Inc.left May 13, 2009, registered May 12, 2009 (-1 days) · Other
Signals
- Philip B Pasho left Grove Point Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-01-11)Jan 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address