RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• G•••••• O••••
- C•••••• C••••• G••••• I••• no RAUM currentsince Jul 3, 2017 · Los Angeles, Ca
- C••••• A•••••• N••••••• L•• formerJan 14, 2010 to Jun 3, 2010 · Channahon, Il
- C••••• I••••••••• S••••••• L•• formerNov 14, 2008 to Dec 1, 2009 · Aurora, Il
- A••••••••• F•••••••• S•••••••• L•• national BDAug 7, 2006 to Nov 14, 2008 · Chicago, Il
- C••••• A•••••• N••••••• L•• to C•••••• C••••• G••••• I•••left Jun 3, 2010, registered Jul 3, 2017 (2587 days) · Other
- C••••• I••••••••• S••••••• L•• to C••••• A•••••• N••••••• L••left Dec 1, 2009, registered Jan 14, 2010 (44 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• S••••••• L••left Nov 14, 2008, registered Nov 14, 2008 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address