RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• P••••••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Sep 27, 2023 · Overland Park, Ks
- U••••• C•••••• F•••••••• A••••••• independent RIAOct 29, 2013 to Oct 27, 2023 · Houston, Tx
- U••••• C•••••• F•••••••• A••••••• to P•••• C•••••• F••••••••left Oct 27, 2023, registered Sep 27, 2023 (-30 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- A••••• P•••••••• left U••••• C•••••• F•••••••• A••••••• for P•••• C•••••• F•••••••• (registered 2023-09-27)Oct 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address