DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••• M•••••• D••••••

C••••••• P•••••••independent RIAWildwood, Mo IA-onlyIAPD 5119331

Feed of 09/14/2026

Also filed as G••• M•••••• Schwartz

At current firm

1 y

since Jun 26, 2025

In the industry

19 y

since Nov 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P••••••• independent RIA current
since Jun 26, 2025 · Wildwood, Mo
F••••••• P••••••• A•• W•••••••• A••••••• former
Aug 25, 2022 to Sep 2, 2022 · Chesterfield, Mo
T• A••••••••• I••• former
Mar 5, 2018 to Oct 7, 2021 · St. Louis, Mo
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 26, 2018 to Oct 7, 2021 · St Louis, Mo
S•••••••• I••••••••• M••••••••• former
Mar 18, 2016 to Feb 26, 2018 · Saint Louis, Mo
T• A••••••••• I••• former
Nov 6, 2006 to Jun 6, 2013 · West Palm Beach, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Nov 6, 2006 to Jun 6, 2013 · W. Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to C••••••• P•••••••
left Sep 2, 2022, registered Jun 26, 2025 (1028 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Oct 7, 2021, registered Mar 5, 2018 (-1312 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Oct 7, 2021, registered Aug 25, 2022 (322 days) · Other
S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• I••••••••• M•••••••••
left Jun 6, 2013, registered Mar 18, 2016 (1016 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 6, 2013, registered Nov 6, 2006 (-2404 days) · channel change inside one enterprise, not a move

Signals

G••• M•••••• D•••••• left F••••••• P••••••• A•• W•••••••• A••••••• for C••••••• P••••••• (registered 2025-06-26)
Sep 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address