RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• K•••• L•••••••••
- M•••••••• F•••••••• P•••••••• L•• independent RIA currentsince Oct 20, 2021 · Westford, Ma
- M••••• F•••••••• A•••••••• L•• unclassifiedMar 14, 2007 to Jan 28, 2022 · Westford, Ma
- K•••••• K• L•••• C•• unclassifiedMar 31, 2006 to Sep 5, 2007 · Westford, Ma
- M••••• F•••••••• A•••••••• L•• to M•••••••• F•••••••• P•••••••• L••left Jan 28, 2022, registered Oct 20, 2021 (-100 days) · Other
- K•••••• K• L•••• C•• to M••••• F•••••••• A•••••••• L••left Sep 5, 2007, registered Mar 14, 2007 (-175 days) · Other
- K•••••• K•••• L••••••••• left M••••• F•••••••• A•••••••• L•• for M•••••••• F•••••••• P•••••••• L•• (registered 2021-10-20)Jan 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address