DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tony Saemai
Feed of 09/14/2026
At current firm
12 y
since Nov 5, 2013
In the industry
20 y
since Aug 10, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Seacrest Wealth Management, LLC independent RIA currentsince Nov 5, 2013 · Purchase, Ny
- Morgan Stanley wirehouseJun 1, 2009 to Aug 9, 2013 · San Rafael, Ca
- Citigroup Global Markets Inc. BD affiliatedAug 8, 2007 to Jun 1, 2009 · San Rafael, Ca
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Seacrest Wealth Management, LLCleft Aug 9, 2013, registered Nov 5, 2013 (88 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address