RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Jan 6, 2025 · Brooklyn, Ny
- S•••••••• S••••••••• BD affiliatedSep 7, 2022 to Nov 20, 2024 · Scotch Plains, Nj
- H••• S••••••••• •••• I••• BD affiliatedSep 17, 2010 to Apr 26, 2022 · Brooklyn, Ny
- S•••••••• S••••••••• to C•••••••• G••••• M•••••• I•••left Nov 20, 2024, registered Jan 6, 2025 (47 days) · Affiliated broker-dealer or bank to another
- H••• S••••••••• •••• I••• to S•••••••• S•••••••••left Apr 26, 2022, registered Sep 7, 2022 (134 days) · Affiliated broker-dealer or bank to another
- J•••• M••••••••• left S•••••••• S••••••••• for C•••••••• G••••• M•••••• I••• (registered 2025-01-06)Nov 20, 2024 · Advisor changed firm · fact
- J•••• M••••••••• left H••• S••••••••• •••• I••• for S•••••••• S••••••••• (registered 2022-09-07)Apr 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address