DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• J••••••

I••••••• A••••••• S•••••••• L••mixed wealthTampa, Fl dual registrantIAPD 5122731

Feed of 09/15/2026

At current firm

4 y

since Apr 13, 2022

In the industry

17 y

since Feb 6, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••• A••••••• S•••••••• L•• mixed wealth current
since Apr 13, 2022 · Miami, Fl
R•••••• J•••• • A••••••••• I••• national BD
Nov 8, 2019 to May 3, 2022 · St. Petersburg, Fl
U•• F•••••••• S••••••• I••• wirehouse
Dec 4, 2013 to Nov 11, 2019 · Weehawken, Nj
B••••••• C•••••• I••• former
Apr 15, 2013 to Dec 12, 2013 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 10, 2009 to Nov 4, 2011 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• • A••••••••• I••• to I••••••• A••••••• S•••••••• L••
left May 3, 2022, registered Apr 13, 2022 (-20 days) · Affiliated broker-dealer or bank to independent RIA
U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Nov 11, 2019, registered Nov 8, 2019 (-3 days) · Wirehouse to affiliated broker-dealer or bank
B••••••• C•••••• I••• to U•• F•••••••• S••••••• I•••
left Dec 12, 2013, registered Dec 4, 2013 (-8 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••• C•••••• I•••
left Nov 4, 2011, registered Apr 15, 2013 (528 days) · Other

Signals

M•••• J•••••• left R•••••• J•••• • A••••••••• I••• for I••••••• A••••••• S•••••••• L•• (registered 2022-04-13)
May 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address