RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• E• B••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 8, 2022 · Fernandina Beach, Fl
- S•••••• S••••••••• I••• BD affiliatedMar 5, 2018 to Mar 9, 2022 · Fernandina Beach, Fl
- P•••• S••••••••• L•• no RAUMSep 25, 2015 to Mar 7, 2018 · Jacksonville, Fl
- S•••••• S••••••••• I••• to L•• F•••••••• L••left Mar 9, 2022, registered Aug 8, 2022 (152 days) · RIA to RIA
- P•••• S••••••••• L•• to S•••••• S••••••••• I•••left Mar 7, 2018, registered Mar 5, 2018 (-2 days) · Other · moved with a team
- A••• E• B•••• left S•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2022-08-08)Mar 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address