RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••• R•••••
- I••••••••• W••••• C••••••• L•• independent RIA currentsince Mar 1, 2017 · Santa Rosa Beach, Fl
- O•••• F•• I••• formerMay 17, 2013 to Mar 2, 2017 · Boca Raton, Fl
- A••••••• A••••••• S••••••• formerJan 28, 2009 to Jun 6, 2013 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 3, 2006 to Dec 22, 2008 · Boca Raton, Fl
- O•••• F•• I••• to I••••••••• W••••• C••••••• L••left Mar 2, 2017, registered Mar 1, 2017 (-1 days) · Other
- A••••••• A••••••• S••••••• to O•••• F•• I•••left Jun 6, 2013, registered May 17, 2013 (-20 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••• A••••••• S•••••••left Dec 22, 2008, registered Jan 28, 2009 (37 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address