RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• N••• H•••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince May 4, 2021 · Kutztown, Pa
- L•• F•••••••• L•• BD affiliatedJun 6, 2013 to Dec 20, 2013 · Kutztown, Pa
- U••• F•••••••• A••••••• formerApr 25, 2013 to Apr 20, 2022 · Center V•••••, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDOct 4, 2006 to May 3, 2013 · West Chester, Pa
- U••• F•••••••• A••••••• to L•• F•••••••• L••left Apr 20, 2022, registered Jun 6, 2013 (-3240 days) · Other
- L•• F•••••••• L•• to G•••• V••••• A•••••• G••••• L••left Dec 20, 2013, registered May 4, 2021 (2692 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to U••• F•••••••• A•••••••left May 3, 2013, registered Apr 25, 2013 (-8 days) · Other
- B••••••• N••• H••• left U••• F•••••••• A••••••• for L•• F•••••••• L•• (registered 2013-06-06)Apr 20, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address