DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Richard Burgess
Feed of 09/14/2026
Also filed as David Richard Burgess
At current firm
10 y
since Sep 16, 2016
In the industry
20 y
since Aug 10, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealthfront Advisers LLC BD affiliated currentsince Sep 16, 2016 · Palo Alto, Ca
- E*Trade Capital Management, LLC formerApr 10, 2012 to Sep 15, 2016 · Arlington, Va
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 9, 2011 to Apr 9, 2012 · Palo Alto, Ca
- Ameriprise Financial Services, LLC national BDAug 10, 2006 to Oct 23, 2006 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- E*Trade Capital Management, LLC to Wealthfront Advisers LLCleft Sep 15, 2016, registered Sep 16, 2016 (1 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to E*Trade Capital Management, LLCleft Apr 9, 2012, registered Apr 10, 2012 (1 days) · Other
- Ameriprise Financial Services, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2006, registered Jun 9, 2011 (1690 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address