DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Thomas Hickes
Feed of 09/15/2026
Also filed as Matt Thomas Hickes
At current firm
7 y
since Nov 1, 2018
In the industry
18 y
since Nov 21, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Nov 1, 2018 · Oakbrook Terrace, Il
- Edelman Financial Services, LLC formerJul 9, 2013 to Nov 1, 2018 · Fairfax, Va
- Financial Engines Advisor Center, LLC formerJul 1, 2013 to Jul 24, 2013 · Overland Park, Ks
- The Mutual Fund Store formerNov 22, 2007 to Jul 2, 2013 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- Edelman Financial Services, LLC to Edelman Financial Enginesleft Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- Financial Engines Advisor Center, LLC to Edelman Financial Services, LLCleft Jul 24, 2013, registered Jul 9, 2013 (-15 days) · Other
- The Mutual Fund Store to Financial Engines Advisor Center, LLCleft Jul 2, 2013, registered Jul 1, 2013 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address