RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• L• B•••••
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Jul 7, 2026 · Richmond, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 17, 2013 to Dec 2, 2014 · Glen Allen, Va
- T• A••••••••• I••• formerDec 2, 2013 to Dec 2, 2014 · Glen Allen, Va
- E•••••• F•••••••• S•••••••• L•• formerMar 14, 2011 to Nov 14, 2013 · Fairfax, Va
- T• A••••••••• I••••••••• M••••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Dec 2, 2014, registered Jul 7, 2026 (4235 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 2, 2014, registered Dec 17, 2013 (-350 days) · channel change inside one enterprise, not a move
- E•••••• F•••••••• S•••••••• L•• to T• A••••••••• I•••left Nov 14, 2013, registered Dec 2, 2013 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address