DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• S•••••

M•• I•••••••• S•••••••• L••BD affiliatedChesterfield, Modual registrantIAPD 5131950

Feed of 09/14/2026

Also filed as Dave William Snyder

At current firm

0 y

since Jul 31, 2026

In the industry

20 y

since Apr 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Jul 31, 2026 · Chesterfield, Mo
E••••• J•••• national BD
Sep 19, 2023 to Aug 5, 2026 · St. Louis, Mo
P•••• S••••••••• L•• no RAUM
Feb 24, 2021 to Sep 1, 2023 · St. Louis, Mo
E••••• J•••• national BD
Dec 27, 2016 to Nov 3, 2020 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to M•• I•••••••• S•••••••• L••
left Aug 5, 2026, registered Jul 31, 2026 (-5 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to E••••• J••••
left Sep 1, 2023, registered Sep 19, 2023 (18 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to P•••• S••••••••• L••
left Nov 3, 2020, registered Feb 24, 2021 (113 days) · Affiliated broker-dealer or bank to another

Signals

D•••• S••••• no longer holds an investment adviser registration (last listed at M•• I•••••••• S•••••••• L•• on the 2026-09-17 feed)
Sep 17, 2026 · Advisor registration ended · derived
D•••• S••••• left E••••• J•••• for M•• I•••••••• S•••••••• L•• (registered 2026-07-31)
Aug 5, 2026 · Advisor changed firm · fact
D•••• S••••• left P•••• S••••••••• L•• for E••••• J•••• (registered 2023-09-19)
Sep 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address