RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• H••••• M•••••••
- C••••••••• F•••••••• independent RIA currentsince Apr 18, 2024 · Branson, Mo
- F••• R••••• F••••••••• L•• unclassifiedNov 20, 2023 to Mar 28, 2024 · Branson, Mo
- E••••• J•••• national BDFeb 14, 2019 to Nov 22, 2022 · St Louis, Mo
- F••• R••••• F••••••••• L•• to C••••••••• F••••••••left Mar 28, 2024, registered Apr 18, 2024 (21 days) · Other
- E••••• J•••• to F••• R••••• F••••••••• L••left Nov 22, 2022, registered Nov 20, 2023 (363 days) · Other
- P••••• H••••• M••••••• left F••• R••••• F••••••••• L•• for C••••••••• F•••••••• (registered 2024-04-18)Mar 28, 2024 · Advisor changed firm · fact
- P••••• H••••• M••••••• left E••••• J•••• for F••• R••••• F••••••••• L•• (registered 2023-11-20)Nov 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address