DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Ty Fielder
At current firm
0 y
since May 27, 2026
In the industry
19 y
since Mar 28, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Cwm, LLC BD affiliated currentsince May 27, 2026 · Edmond, Ok
- LPL Financial LLC BD affiliatedJan 17, 2025 to Jun 3, 2026 · Bentonville, Ar
- Heritage Oak Wealth Advisors independent RIAApr 4, 2023 to Jan 6, 2025 · Rogers, Ar
- Sowell Management independent RIADec 10, 2021 to May 1, 2023 · North Little Rock, Ar
- Arvest Wealth Management independent RIAJun 9, 2008 to Dec 24, 2021 · Bentonville, Ar
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Cwm, LLCleft Jun 3, 2026, registered May 27, 2026 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- Heritage Oak Wealth Advisors to LPL Financial LLCleft Jan 6, 2025, registered Jan 17, 2025 (11 days) · RIA to affiliated broker-dealer or bank
- Sowell Management to Heritage Oak Wealth Advisorsleft May 1, 2023, registered Apr 4, 2023 (-27 days) · RIA to a newly registered adviser · moved with a team
- Arvest Wealth Management to Sowell Managementleft Dec 24, 2021, registered Dec 10, 2021 (-14 days) · RIA to RIA
Signals
- Michael Taylor Fielder left Lpl Financial Llc for Cwm, Llc (registered 2026-05-27)Jun 3, 2026 · Advisor changed firm · fact
- Michael Taylor Fielder left Heritage Oak Wealth Advisors for Lpl Financial Llc (registered 2025-01-17)Jan 6, 2025 · Advisor changed firm · fact
- Michael Taylor Fielder left Sowell Management for Heritage Oak Wealth Advisors (registered 2023-04-04)May 1, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address