RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• B•••
- I•••••• P•••••• W••••• M••••••••• L•• state registered currentsince Feb 27, 2023 · Tulsa, Ok
- S••••• M••••••••• independent RIAMar 18, 2019 to Sep 10, 2024 · Tulsa, Ok
- A••••• W••••• M••••••••• independent RIAJun 2, 2006 to Mar 19, 2019 · Rogers, Ar
- S••••• M••••••••• to I•••••• P•••••• W••••• M••••••••• L••left Sep 10, 2024, registered Feb 27, 2023 (-561 days) · RIA to a state-registered adviser
- A••••• W••••• M••••••••• to S••••• M•••••••••left Mar 19, 2019, registered Mar 18, 2019 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• J•••• B••• left S••••• M••••••••• for I•••••• P•••••• W••••• M••••••••• L•• (registered 2023-02-27)Sep 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address