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Registered advisor
T••••• J• T•••••••
Feed of 09/15/2026
Also filed as T••••• J• T•••••••
At current firm
13 y
since Apr 10, 2013
In the industry
18 y
since Dec 7, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 10, 2013 · Dallas, Tx
- S•••••••• S••••••••• BD affiliatedOct 17, 2012 to Mar 25, 2013 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 31, 2011 to Oct 18, 2012 · Riverside, Ri
- L••••• A•••••••• L•• formerFeb 12, 2010 to Nov 15, 2010 · Palm Beach Gardens, Fl
- M••••• S•••••• C••••••••• unclassifiedJan 3, 2008 to Oct 13, 2009 · West Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 25, 2013, registered Apr 10, 2013 (16 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• S•••••••••left Oct 18, 2012, registered Oct 17, 2012 (-1 days) · Other
- L••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 15, 2010, registered Mar 31, 2011 (136 days) · Other
- M••••• S•••••• C••••••••• to L••••• A•••••••• L••left Oct 13, 2009, registered Feb 12, 2010 (122 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address