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Registered advisor
M•••••• A• N•••••
Feed of 09/14/2026
Also filed as Miichael A N•••••
At current firm
0 y
since Apr 10, 2026
In the industry
20 y
since Apr 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Apr 10, 2026 · Annapolis, Md
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 20, 2026 · Annapolis, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 3, 2007 to Jun 1, 2009 · Annapolis, Md
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•• C•••••• M••••••• L••left Mar 20, 2026, registered Apr 10, 2026 (21 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- M•••••• A• N••••• left M••••• S•••••• for R•• C•••••• M••••••• L•• (registered 2026-04-10)Mar 20, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address