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Registered advisor
R••••• E••••• S••••••••
Feed of 09/14/2026
Also filed as Eddie S••••••••
At current firm
16 y
since Jan 28, 2010
In the industry
20 y
since Jun 28, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 28, 2010 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerAug 21, 2007 to Oct 1, 2009 · Silver Spring, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 19, 2007 to Jul 20, 2007 · Baltimore, Md
- M••••• S•••••• D• I••• unclassifiedJul 12, 2006 to Feb 5, 2007 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Oct 1, 2009, registered Jan 28, 2010 (119 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• I••••••••• S•••••••• I•••left Jul 20, 2007, registered Aug 21, 2007 (32 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 5, 2007, registered Mar 19, 2007 (42 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address