C•••••• C••••••

• U•• F•••••••• S••••••• I••• wirehouse current
  since Jun 4, 2020 · Los Angeles, Ca
• J••• M••••• P•••••• W••••• A••••••• L•• former
  Feb 10, 2017 to Jul 17, 2019 · Los Angeles, Ca
• U•• F•••••••• S••••••• I••• wirehouse
  Sep 25, 2008 to Feb 21, 2017 · Los Angeles, Ca
• L••••• B••••••• I••• unclassified
  Mar 31, 2008 to Oct 7, 2008 · Los Angeles, Ca

• J••• M••••• P•••••• W••••• A••••••• L•• to U•• F•••••••• S••••••• I•••
  left Jul 17, 2019, registered Jun 4, 2020 (323 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• U•• F•••••••• S••••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••
  left Feb 21, 2017, registered Feb 10, 2017 (-11 days) · Other · moved with a team
• L••••• B••••••• I••• to U•• F•••••••• S••••••• I•••
  left Oct 7, 2008, registered Sep 25, 2008 (-12 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address