RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••••• P•••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 5, 2022 · Canonsburg, Pa
- N•••••• A••••••• BD affiliatedNov 1, 2021 to Dec 5, 2022 · Canonsburg, Pa
- M•• A••••••• F•••••••• M••••••••• I••• formerAug 18, 2020 to Nov 1, 2021 · Pittsburgh, Pa
- I•• P•••••• W•••••• I••• state registeredMay 9, 2018 to Oct 26, 2020 · Washington, Pa
- C••••• A••••••• G••••• L•• independent RIAApr 1, 2013 to Apr 16, 2018 · Clearwater, Fl
- F•• S••••••••• C••••••••• formerMar 26, 2013 to Apr 16, 2018 · Washington, Pa
- C••••• A•••••• N••••••• L•• formerJun 17, 2009 to Mar 27, 2013 · Sewickley, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDAug 1, 2006 to Jun 10, 2009 · Sewickley, Pa
- N•••••• A••••••• to L•• F•••••••• L••left Dec 5, 2022, registered Dec 5, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
- M•• A••••••• F•••••••• M••••••••• I••• to N•••••• A•••••••left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- I•• P•••••• W•••••• I••• to M•• A••••••• F•••••••• M••••••••• I•••left Oct 26, 2020, registered Aug 18, 2020 (-69 days) · Other
- C••••• A••••••• G••••• L•• to I•• P•••••• W•••••• I•••left Apr 16, 2018, registered May 9, 2018 (23 days) · RIA to a state-registered adviser · moved with a team
- F•• S••••••••• C••••••••• to C••••• A••••••• G••••• L••left Apr 16, 2018, registered Apr 1, 2013 (-1841 days) · Other · moved with a team
- C••••• A•••••• N••••••• L•• to F•• S••••••••• C•••••••••left Mar 27, 2013, registered Mar 26, 2013 (-1 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C••••• A•••••• N••••••• L••left Jun 10, 2009, registered Jun 17, 2009 (7 days) · Other
- J••••• M•••••••• P••••••• left N•••••• A••••••• for L•• F•••••••• L•• (registered 2022-12-05)Dec 5, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address