DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

B•••• S•••• B•••••

A••••• A•• P••••••• S•••••••BD affiliatedClarendon Hills, Il dual registrantIAPD 5139708

Feed of 09/14/2026

Also filed as Bryan Brooks

At current firm

2 y

since Feb 21, 2024

In the industry

20 y

since Jul 13, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Feb 21, 2024 · Wheaton, Il
C•••••• S••••• • C••• I••• national BD
Oct 18, 2021 to Jan 10, 2024 · Oak Brook, Il
F••••••• P••••••• A•• W•••••••• A••••••• former
Nov 9, 2020 to Sep 10, 2021 · Oak Brook, Il
N••••• A•••• M••••••••• L•• mixed wealth
Jan 3, 2017 to Sep 5, 2019 · Chicago, Il
G••••• A•••••••• L•• former
Nov 23, 2010 to Nov 27, 2015 · Chicago, Il
W•••••• B•••• • C•••••• L••••• BD affiliated
Jul 14, 2006 to Dec 11, 2008 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••
left Jan 10, 2024, registered Feb 21, 2024 (42 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••
left Sep 10, 2021, registered Oct 18, 2021 (38 days) · Affiliated broker-dealer or bank to another · moved with a team
N••••• A•••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Sep 5, 2019, registered Nov 9, 2020 (431 days) · RIA to affiliated broker-dealer or bank
G••••• A•••••••• L•• to N••••• A•••• M••••••••• L••
left Nov 27, 2015, registered Jan 3, 2017 (403 days) · Other
W•••••• B•••• • C•••••• L••••• to G••••• A•••••••• L••
left Dec 11, 2008, registered Nov 23, 2010 (712 days) · Other

Signals

B•••• S•••• B••••• left C•••••• S••••• • C••• I••• for A••••• A•• P••••••• S••••••• (registered 2024-02-21)
Jan 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address