M••• P• H•••••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Aug 19, 2025 · Wilmington, De
• C••••• I••••••••• A••••••• L•• BD affiliated
  Aug 10, 2023 to Sep 18, 2024 · Newark, De
• S••••••• F•••••••• S•••••••• I••• former
  Jun 28, 2021 to Aug 10, 2023 · Newark, De
• K••••• A••••••• S•••••••• L•• BD affiliated
  Nov 10, 2020 to May 4, 2021 · Austin, Tx

• C••••• I••••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Sep 18, 2024, registered Aug 19, 2025 (335 days) · Affiliated broker-dealer or bank to wirehouse
• S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
  left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
• K••••• A••••••• S•••••••• L•• to S••••••• F•••••••• S•••••••• I•••
  left May 4, 2021, registered Jun 28, 2021 (55 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Sep 18, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address